Local Securities & Financial Representation in Scottsdale, AZ
With over 65 years of combined extensive experience, the Scottsdale securities attorneys at Eccleston Law have been protecting the rights of financial advisors and investors throughout Arizona. We are committed to representing clients in various securities and employment matters. Our local office provides specialized legal counsel for all securities and employment matters in the Greater Phoenix area.
Why Choose Eccleston Law in Scottsdale? Fiduciary Duty Matters
- Local Expertise - Deep understanding of Arizona securities regulations
- Personalized Approach - Each case receives individual attention
- Flexible Fee Arrangements - Hourly, contingency, fixed, or blended options
- Transparent Pricing - Written agreements with clear cost estimates
- Extensive Experience - Handling cases involving securities laws
- Results-Focused Strategy - Committed to optimal outcomes at reasonable costs
Securities litigation & Employment Legal Services in Scottsdale
Located in the heart of Scottsdale, our experienced attorneys provide personalized representation to financial professionals and investors facing complex legal challenges. We have extensive experience in handling investment disputes, ensuring our clients receive the best possible outcome. Our firm also deals with the Financial Industry Regulatory Authority (FINRA), representing clients involved in securities litigation and arbitration.
For Financial Advisors and Investment Professionals in Arizona
Our Scottsdale office specializes in representing financial advisors with:
- Broker Transition - Seamless guidance when changing firms
- FINRA Enforcement Defense - Protection against regulatory actions and alleged violations, including non-compete, non-solicitation, and confidentiality restrictions
- Employment Disputes - Representation of investment professionals in employment disputes
- Transition Negotiation - Strategic planning for career moves
- Expungement of CRD/BrokerCheck Disclosures - Clearing your professional record
- CFP Board & CFA Matters - Professional certification defense
- Regulatory Compliance - Navigating Arizona and federal regulations
- Strategic Consulting - Business growth and protection planning
- Whistleblower Representation - Protection for those reporting violations
For Arizona Investors
Our Scottsdale securities attorneys fight for investors who have suffered losses due to:
- Securities Fraud - Recovery from deceptive practices
- Breach of Fiduciary Duty - When advisors fail their obligations
- Negligent Investment Management - Losses from improper handling
- Unauthorized Trading - Transactions made without proper consent
- Securities Arbitration - Legal representation in disputes with brokerage firms and financial advisors
- Investment Litigation - Navigating the complexities of securities disputes and investment fraud cases
Contact Our Scottsdale Office
Eccleston Law LLC
7702 E Doubletree Ranch Rd #300
Scottsdale, Arizona 85258
Phone: (312) 332-0000
Fax: (312) 332-0003
Serving financial advisors and investors throughout Scottsdale, Phoenix, Mesa, Tempe, Chandler, and all of Arizona.
Our firm specializes in Phoenix securities litigation, representing clients in complex securities and investment-related disputes.
