SEC Settles with Colorado-Based Broker-Dealer WM Smith & Company For Failing to Monitor Employee Trading and Nonpublic Research

If you are being bothered by the Regulators, call Eccleston Law, you won't regret it.

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I just received this letter from the CFP Board. Thank you, Thank you, THANK YOU!

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Hiring Eccleston Law has been one of the best career decisions I have made and this "investment" to maintain my sterling regulatory record has been returned many times over.  If you are in a situation where you've been unfairly accused, don't hesitate to talk with Eccleston Law. They are the best.

I just wanted to say thanks again for preparing and executing my case in such a professional manner. It was a pleasure to watch two professionals take such pride in their work, as well as becoming personally in tune with your client (Me). I would personally recommend you and your firm to anyone.

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If you find yourself in trouble with the regulators, call Eccleston Law, you won't regret it.

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