Eccleston Law News and Updates

James Eccleston Named 2025 Preeminent Attorney

January 2nd, 2025 at 4:10 PM
James Eccleston has been awarded the highest possible rating in legal ability by Martindale-Hubbell. 
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James Eccleston Named Leading Lawyer for 2025

January 2nd, 2025 at 11:00 AM
James Eccleston has been officially recognized by peers as a Leading Lawyer for 2025!
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Attorney Eccleston Receives America's Most Honored Lawyers Award

May 3rd, 2024 at 9:39 AM
James Eccleston has been recognized as one of America's Most Honored Lawyers by The American Registry. 
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Attorney Eccleston Receives AVVO Top Rated Lawyer Award 2024

May 1st, 2024 at 9:36 AM
 James Eccleston has been officially recognized as a Top Rated Lawyer by Martindale-AVVO.  
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Attorney Eccleston Receives Martindale-Hubbell 2024 Judicial Edition Recognition

March 25th, 2024 at 3:56 PM
Attorney James Eccleston recently received the highest possible Martindale-Hubbell AV rating in their 2024 Judicial Edition. 
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Chicago FINRA Arbitrators Award Ten Former Financial Advisors Over $3 Million For Forfeited Deferred Compensation Damages, Interest and Attorneys’ Fees

March 25th, 2024 at 9:17 AM
Ten former Morgan Stanley financial advisors have been awarded over $3 million related to the firm’s wrongful forfeiture of the advisors’ deferred compensation.
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Attorney Eccleston Quoted in Financial Advisor IQ Article

February 28th, 2024 at 3:15 PM
Jim Eccleston was recently quoted in a Financial Advisor IQ article concerning an ex-Hightower advisor suing to escape covenants.
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Attorney Eccleston Quoted in Barron's Article

November 1st, 2023 at 9:46 AM
Attorney Jim Eccleston was recently quoted in a Barron's Article on Goldman Sachs' intent to pursue arbitration after dozens of advisors left the firm following the announcement that its Personal Financial Management unit was being sold to Creative Planning. 
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Welcome Attorney Anthony Bingham

June 26th, 2023 at 9:47 AM
Eccleston Law, LLC is pleased to announce the addition of Attorney Anthony Bingham, expanding the firm’s practice representing financial advisors and investors to Arizona.
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RIAs Increasingly Rely on Non-Competes Borrowed From Broker-Dealers

December 22nd, 2022 at 12:15 PM
Registered investment advisory firms (RIAs) have borrowed a legal tactic from the broker-dealer space, as RIAs increasingly take defectors to court with allegations of non-compete clause violations, according to a recent article published by AdvisorHub. 
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LATEST NEWS AND ARTICLES

January 3, 2025
Next Level Holdings and Yield Wealth Under Federal and State Investigation

Federal and state authorities are investigating Next Level Holdings and Yield Wealth, two investment firms accused of offering high-yield financial products now facing significant turmoil, according to the Wall Street Journal

January 2, 2025
James Eccleston Named 2025 Preeminent Attorney

James Eccleston has been awarded the highest possible rating in legal ability by Martindale-Hubbell. 

January 2, 2025
Goldman Sachs Launches First-of-its-Kind Bond Securitization

Goldman Sachs recently introduced a $475 million asset-backed securitization (ABS) deal backed by capital-call loans, a type of financing Goldman provides to fund managers for immediate capital access.