FINRA arbitrators recently awarded a former RBC Wealth Management advisor nearly $9.7 million in damages for age and gender discrimination claims.
I cannot thank you enough for your efforts. You have proven to be a valuable resource
Mr. Ostrosky began representing individuals in securities arbitration while still in law school at the University of Pittsburgh School of Law Securities Arbitration Clinic. In law school, he earned a CALI Award for legal research and competed in FINRA's Securities Dispute Resolution Triathlon.
Prior to joining Eccleston Law, LLC, Mr. Ostrosky represented individuals and businesses in complex civil litigation and securities arbitration at a Pittsburgh based law firm.
Mr. Ostrosky serves as an Arbitrator for the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Westmoreland County Court of Common Pleas.
FINRA arbitrators recently awarded a former RBC Wealth Management advisor nearly $9.7 million in damages for age and gender discrimination claims.
According to InvestmentNews, the Securities Industry and Financial Markets Association (SIFMA) released a whitepaper criticizing the Certified Financial Planner (CFP) Board’s standards enforcement, asserting it operates as a “de facto, private
regulator.”
The Financial Industry Regulatory Authority (FINRA) has barred Imdadur “Gino” Rahman, a former Merrill Lynch advisor for multiple compliance violations involving his relationship with an elderly client.