The Financial Industry Regulatory Authority (FINRA) has suspended and fined Alan Mason for violating Regulation Best Interest by recommending high-risk L bonds to a retail customer.
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Mark Roth has been litigating, and taking cases to trial for 34 years. He is rated AV Preeminent* by Martindale-Hubbell, demonstrating the highest degree of legal ability and ethical standards. Mark Roth was named as one of Chicago’s outstanding lawyers. He was also named as one of the top intellectual property litigators in the nation by American Lawyer Magazine.
Mark has represented foreign and domestic clients in courts throughout the country. Mark has won millions of dollars for his clients, at trials and in settlements. Mark recently won back to back multi-million-dollar jury trials. The first was a $5 million jury verdict for the firm’s client in Federal Court. Mark then won a State Court jury verdict for approximately $13 million.
Mark graduated in the top two percent of his law school class, and was an Editor of the school’s Law Review.
The Financial Industry Regulatory Authority (FINRA) has suspended and fined Alan Mason for violating Regulation Best Interest by recommending high-risk L bonds to a retail customer.
Charles Thomas “Todd” Mercer Jr., a former top Merrill Lynch advisor, successfully cleared his public record of allegations that hindered his ability to attract clients after transitioning to an independent practice.
James Eccleston has been recognized as a top-rated lawyer with a superb attorney rating in 2025 by the Martindale-Avvo legal community.