Mark  Roth

Mark Roth

Of Counsel

Mark Roth has been litigating, and taking cases to trial for 34 years. He is rated AV Preeminent* by Martindale-Hubbell, demonstrating the highest degree of legal ability and ethical standards. Mark Roth was named as one of Chicago’s outstanding lawyers. He was also named as one of the top intellectual property litigators in the nation by American Lawyer Magazine.

Mark has represented foreign and domestic clients in courts throughout the country. Mark has won millions of dollars for his clients, at trials and in settlements. Mark recently won back to back multi-million-dollar jury trials. The first was a $5 million jury verdict for the firm’s client in Federal Court. Mark then won a State Court jury verdict for approximately $13 million.

Mark graduated in the top two percent of his law school class, and was an Editor of the school’s Law Review.

 

TESTIMONIALS

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I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.

LATEST NEWS AND ARTICLES

November 15, 2024
FINRA Arbitrators Award Former RBC Advisor $9.7 Million in Gender and Age Discrimination Case

FINRA arbitrators recently awarded a former RBC Wealth Management advisor nearly $9.7 million in damages for age and gender discrimination claims. 

November 14, 2024
SIFMA Challenges CFP Board

According to InvestmentNews, the Securities Industry and Financial Markets Association (SIFMA) released a whitepaper criticizing the Certified Financial Planner (CFP) Board’s standards enforcement, asserting it operates as a “de facto, private
regulator.” 

November 13, 2024
FINRA Bars Fromer Merrill Lynch Advisor Over Relationship with Elderly Client

The Financial Industry Regulatory Authority (FINRA) has barred Imdadur “Gino” Rahman, a former Merrill Lynch advisor for multiple compliance violations involving his relationship with an elderly client.