FINRA arbitrators recently awarded a former RBC Wealth Management advisor nearly $9.7 million in damages for age and gender discrimination claims.
Thank you so very much for your guidance, patience, and expertise.
Michael J. Giarrusso is a seasoned financial services attorney.
Located in Jersey City, New Jersey, Mr. Giarrusso has extensive experience in securities litigation, arbitration and securities employment and regulatory matters. Mr. Giarrusso has worked for several well-regarded litigation law firms in the greater New York area.
Prior to practicing law, Mr. Giarrusso was employed in the securities industry where he gained extensive experience in the areas of securities based lending, complex financial products and risk mitigation strategies.
Mr. Giarrusso has an A.B. in History from Princeton University and a J.D. from Syracuse University College of Law.
He is admitted to practice in New York and New Jersey and before the U.S. District Court for the Southern District of New York and the U.S. District Court for the District of New Jersey.
FINRA arbitrators recently awarded a former RBC Wealth Management advisor nearly $9.7 million in damages for age and gender discrimination claims.
According to InvestmentNews, the Securities Industry and Financial Markets Association (SIFMA) released a whitepaper criticizing the Certified Financial Planner (CFP) Board’s standards enforcement, asserting it operates as a “de facto, private
regulator.”
The Financial Industry Regulatory Authority (FINRA) has barred Imdadur “Gino” Rahman, a former Merrill Lynch advisor for multiple compliance violations involving his relationship with an elderly client.