Tagged with "Ponzi Scheme"

Two Minnesota Businessmen Plead Guilty to Ponzi Scheme

Posted on December 22nd, 2014 at 10:54 AM
Two Minnesota Businessmen Plead Guilty to Ponzi Scheme

Two businessmen in Minnesota pled guilty and were sentenced to prison for defrauding investors in a $46.5 million Ponzi scheme.

Read More »

Nevada Based Ponzi Scheme Targeted Japanese Investors

Posted on December 7th, 2014 at 5:15 PM
Nevada Based Ponzi Scheme Targeted Japanese Investors

The SEC has charged Edwin Fujinaga, a Nevada-based businessman,  and his company MRI International, Inc. with orchestrating an $800 million Ponzi scheme. 

Read More »

New Jersey Advisor Charged in Ponzi Scheme

Posted on December 6th, 2014 at 9:51 AM
New Jersey Advisor Charged in Ponzi Scheme

A former registered investment adviser from New Jersey has pled guilty to operating a $20 million Ponzi scheme. 

Read More »

Wisconsin Business Man Under Investigation for Running A Ponzi Scheme

Posted on November 26th, 2014 at 12:00 PM
Wisconsin Business Man Under Investigation for Running A Ponzi Scheme

According to IRS criminal investigators, a business man from Wisconsin orchestrated a $7.5 million Ponzi scheme.

Read More »

Former TD Executive Indicted in Connection with Florida Ponzi Scheme

Posted on October 23rd, 2014 at 9:23 AM

A former regional vice president of TD Bank, has been charged for his involvement in jailed attorney Scott Rothstein’s $1.4 billion Ponzi scheme.

Read More »

TESTIMONIALS

Previous
Next

You were most helpful with my FINRA deposition. You are a good lawyer and a good person.

Dan B.

LATEST NEWS AND ARTICLES

March 14, 2025
Apex Clearing to Pay $3.2 Million in FINRA Settlement Over Securities Lending Violations

Apex Clearing, the clearing arm of Apex Fintech Solutions, has agreed to pay $3.2 million to settle FINRA allegations that it failed to ensure customers received compensation for lending their securities.

March 13, 2025
Congress Considers Expanding the Accredited Investor Definition

A recent congressional hearing examined potential reforms to the accredited investor definition, a critical threshold determining who can participate in private market investments.

March 12, 2025
GPB Capital Investors May Receive Some Compensation Under Proposed Distribution Plan

GPB Capital Holdings investors have not received returns on their investments since 2018. According to InvestmentNews, after years of litigation, a court-appointed receiver has submitted a plan to return funds to the 17,000 investors who purchased $1.8 billion in GPB limited partnerships.