Securities Attorneys for Whistleblower Law

The securities attorneys at Eccleston Law represent financial advisors who seek to file whistleblower actions. Whistleblower filings typically involve representation for employees who report illegal misconduct by their employers. At Eccleston Law, our securities attorneys assist with the filing and maintain the confidentiality of the individual filing the claim in New York, Chicago, Florida, and all states nationwide.

 

A FEW TYPES OF WHISTLEBLOWER CASES THE SECURITIES ATTORNEYS AT ECCLESTON LAW PROVIDE PROTECTION FOR INCLUDE:

Stocks, Bonds, and Banking Fraud
Securities Fraud
SEC Fraud
Tax Fraud
Investment Fraud
Mortgage and Loan Fraud

In addition to whistleblower filings, the securities attorneys at Eccleston Law also practice a wide range of other areas in the financial services industry including broker litigation and arbitration, employment matters, breakaway broker legal services, and much more. If you need a securities attorney to file a whistleblower claim, contact Eccleston Law to schedule a telephone conference today.



 

 

 

TESTIMONIALS

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I am so glad I found you! Wow! I appreciate your help, concern and guidance.

RB

LATEST NEWS AND ARTICLES

January 21, 2025
FINRA Orders $8.2 Million in Customer Restitution Over Mutual Fund Fee Errors

FINRA has required Edward Jones, Osaic Wealth, and Cambridge Investment Research to reimburse customers a combined total of more than $8.2 million for improperly charged mutual fund sales fees.

January 21, 2025
James Eccleston Awarded Spot in 2025 Illinois Super Lawyers List

Attorney James Eccleston has been selected for the 2025 Illinois Super Lawyers List, an honor given exclusively to lawyers who exhibit excellence in their practice. 

January 20, 2025
Wells Fargo and LPL Financial Settle SEC Charges Over Blue Sheet Reporting Errors

The Securities and Exchange Commission (SEC) announced settlements with Wells Fargo Clearing Services and LPL Financial, each agreeing to pay a $900,000 penalty for failing to provide complete and accurate securities trading information, also known as electronic blue sheet data. 

TESTIMONIALS

Previous
Next

Thank you for your professional assistance with this matter. You are very good at what you do.

John T.

LATEST NEWS AND ARTICLES

January 21, 2025
FINRA Orders $8.2 Million in Customer Restitution Over Mutual Fund Fee Errors

FINRA has required Edward Jones, Osaic Wealth, and Cambridge Investment Research to reimburse customers a combined total of more than $8.2 million for improperly charged mutual fund sales fees.

January 21, 2025
James Eccleston Awarded Spot in 2025 Illinois Super Lawyers List

Attorney James Eccleston has been selected for the 2025 Illinois Super Lawyers List, an honor given exclusively to lawyers who exhibit excellence in their practice. 

January 20, 2025
Wells Fargo and LPL Financial Settle SEC Charges Over Blue Sheet Reporting Errors

The Securities and Exchange Commission (SEC) announced settlements with Wells Fargo Clearing Services and LPL Financial, each agreeing to pay a $900,000 penalty for failing to provide complete and accurate securities trading information, also known as electronic blue sheet data.